Wolters Kluwer Financial Services for the US Securities Market

Wolters Kluwer Financial Services is the leading provider of regulatory compliance solutions and services for the financial services industry. In the U.S, Wolters Kluwer Financial Services, formerly CCH Wall Street, provides innovative and trusted regulatory compliance solutions to securities, banking, mortgage, indirect lending and insurance organizations to help improve their business processes and minimize risk. 

With the Compliance Resource Network, and a full suite of regulatory compliance solutions, we assist compliance and risk management professionals at broker-dealers, investment advisers and hedge funds to comply with various industry rules and regulations with the most comprehensive rules resource, expert industry professionals, and compliance support tools. With our software systems, we help to comprehensively monitor and mitigate risk with intuitive and automated tools for analyzing, detecting and proactively monitoring risk factors.

You can ensure confidence in all your compliance needs with Wolters Kluwer Financial Services. Our Securities portfolio solves these and many more compliance activities:

Wolters Kluwer Financial Services US offices are headquartered in Minneapolis, MN, with additional offices located in Waltham, MA, and New York, NY.

If you’d like more information on our US services, please feel free to contact us at 866.221.0404 or email: CRNInfo@wolterskluwer.com