For the United Kingdom regulatory environment, we provide high-quality explanatory regulatory information to help financial services firms understand how to conduct business under the Financial Services Authority (FSA) rules and guidance, see FSA Handbook. We enable quick understanding and interpretation of the implications of these rules on your business. Our staff represents a wealth of experience as former Regulators, Examiners and Compliance Officers themselves, allowing you to gain insight that is truly practical and relevant.
The business critical regulatory information solutions available represent the following key areas:
We deliver this intelligence via the Compliance Resource Network online resource, allowing you to efficiently access FSA materials from ONE website, while also having access to any other global regulatory coverage you require.
The Financial Services Authority (FSA) Handbook provides essential Rules and Guidance for financial services firms and individuals alike wishing to conduct regulated business in the United Kingdom.
If your firm conducts securities, banking or insurance-related business in the United Kingdom, you will need to feel at home with UK regulatory requirements enabling your firm to serve its clients’ interests as well as ensuring it complies with the Financial Services and Markets Act 2000.
The Financial Services Authority (FSA) Handbook, along with consultation and policy papers, newsletters, instruments, speeches and more, are essential resources that you need to understand the FSA’s requirements and interpretations under the environment of principles-based regulation.
A subscription to UK Regulatory Coverage includes access to the rules and guidance, plus other official resources that will give you practical guidance from the FSA on how the rules should be applied
Current, fully searchable and linked content:
Executive Summaries delivered within 24 hours of a FSA paper being issued followed by a Compressed Version of the paper within 10 business days allows you to readily assess and communicate the impact to your business. All content linked to original issued versions.
Provides a superlative introduction to major live regulatory themes such as data protection, financial crime, EU Directives, Treating Customers Fairly and Markets in Financial Instruments Directive (MiFID) among others. Your knowledge continues as our expert coverage continues.
Written by WKFS expert editors, practitioners and journalists to provide more daily coverage in five streams - Banking, Insurance, International, Financial Crime and Retail - than any other compliance information provider.
Follow key dates for UK consultation and policy, EU directives as well as industry events and conferences. Easily download dates of interest to your personal Outlook calendar for easy tracking with your other important business matters.
Take advantage of our streaming regulatory newsfeed that provides breaking news carried by various sources across the UK and EU.
If you have any questions, feel free to inquire with a Wolters Kluwer Financial Services representative.
