Regulatory XML Data Feed

Regulatory change. Readily usable. From the Compliance Resource Network.

The Regulatory XML Data Feed helps manage compliance risks by automating the delivery of actionable intelligence on regulatory changes in a format that is readily usable in a variety of processes and systems.

Readily Usable, Daily Feed of Changes

The Regulatory XML Data Feed, provided daily via a secure FTP site, is a readily usable format that can be used to populate a variety of databases and systems. Each feed contains individual records from each chosen regulator and is tagged with 10 key attributes.

Automated Delivery of Regulatory Changes

Regulatory XML is a data feed that distills the key elements of changes and delivers them daily to your company, for use in your workflow systems and processes.

Readily Usable

The consistently formatted data provides a consolidated feed of information in a flexible XML format that can be easily imported and used in your existing process or to build more efficient ones.

Time and Money Saving

Save valuable time and resources on compiling regulatory change information and populating spreadsheets or databases. Give your compliance and risk management staff the information they need to quickly evaluate the impact of every change against your firm?s business model.

Strong Processes

The data in the Regulatory XML data feed can form a strong foundation for documenting your firm's response to change and position you to meet effective dates.

Relevant Content

Choose the regulators and jurisdictions relevant to your business. The Regulatory XML Data Feed will be limited to just the required regulators covering the jurisdictions and market segments you choose.

Regulators Covered in the Securities Regulatory XML

  • NYSE AMEX
  • NASDAQ OMX BX
  • Boston Options Exchange
  • Chicago Board Options Exchange
  • CME Group
  • CBOE Futures Exchange
  • US Commodity Futures Trading Commission
  • Chicago Stock Exchange
  • The Depository Trust & Clearing Corporation
  • Federal Energy Regulatory Commission
  • Fixed Income Clearing Corporation
  • Financial Crimes Enforcement Network
  • Financial Industry Regulatory Authority
  • Intercontinental Exchange
  • International Securities Exchange
  • Kansas City Board of Trade
  • Minneapolis Grain Exchange
  • Municipal Securities Rulemaking Board
  • National Association Of Securities Dealers
  • NASDAQ
  • National Futures Association
  • National Securities Clearing Corporation
  • National Stock Exchange
  • New York Mercantile Exchange
  • NYSE
  • NYSE Arca
  • Options Clearing Corporation
  • Office of Foreign Assets Control
  • OneChicago
  • PHLX
  • SEC
  • and more