Policy Management

Your firm´s policies and procedures need to change whenever regulations, best practice, or your firm´s policies dictate. As a compliance officer with limited resources, you need assistance in keeping up with these changes to reduce your firm´s risk. By using Wolters Kluwer Consulting Solutions, you bring in compliance intelligent resources to immediately begin addressing critical issues within your firms policies and procedures.

Our consultants can help your organization develop and implement standards for compliant operations by:

• Reviewing your existing compliance documentation and evaluating your current policies and procedures
• Identifying specific laws and regulations applicable to your business units
• Advising you on anticipated rule changes impacting your compliance obligations
• Drafting and standardizing operational manuals, forms and supervisory tools essential to creating a culture of compliance
• Creating an internal audit program to test the effectiveness and compliance with your policies at the branch office level

For more information, call 866.221.0404 or email SCSInfo@wolterskluwer.com.