A Who’s Who of the Wolters Kluwer Financial Services Compliance Team in India

As a regulator with the Reserve Bank of India for close to 26 years, Prabhat brings great insight into his content development efforts and management of regulatory relationships for Wolters Kluwer Financial Services. His role includes reviewing existing products for compatibility with Indian regulations as well as creating a multi-generational roadmap for product development and management.

For a large part of his tenure with the Reserve Bank of India, Prabhat has been closely involved with regulation and supervision of banks and non-banks as well as maintenance of financial stability. He was also appointed to a leading Indian public sector bank for hands-on training in commercial banking. He has cited contributions to various Reserve Bank of India publications and has been associated with many of its internal committee reports. His areas of expertise include financial risk management, cross-border supervision of financial conglomerates and financial stability.

Prabhat holds a masters degree in Banking and Finance and an MBA from Welingkar Institute of Management, Mumbai. He is also a Certified Associate of the Indian Institute of Bankers.

Being a former compliance officer, Dipten has strong understanding of compliance and risk management needs of customers. In his role at the Wolters Kluwer Financial Services, Dipten plays a leading a role in advising customers about regulatory trends and events through delivery of regulatory news and impact analysis of key events. He ensures that the Compliance Resource Network platform delivers actionable content to the market place.

 

Dipten was formerly in compliance team at Barclays Bank Plc where he was focused on supporting the Head of AML Compliance to ensure businesses operate in accordance with Group and regulatory policies and procedures. Earlier, he was Compliance Manager in International banking at ICICI Bank Ltd. In his role at ICICI, he was focused on advising business teams on compliance matters and resolving compliance issues.

 

Dipten holds masters degree in Management Studies from K.J.Somaiya Institute of Management studies.